Our work

At Pathlight, everybody you work with is focussed on the same goal: giving you greater confidence by building the strongest version of your business. 

Experienced SME advisory support to accelerate the enhancment and robustness of the Firm’s Operational Resilience plans

Subject matter expert advisory support to accelerate the Firm’s Consumer Duty planning through to formal approval of the Consumer Duty plan

Skilled Person Report to evaluate the governance and systems and controls for a private bank

Advisory support on the design and implementation of a bank’s Consumer Duty compliance framework

Skilled Person Report relating to the financial crime systems and controls of the UK branch of an EEA private bank

Financial crime risk analysis and advice in relation to high net worth (HNW) investors’ dividend distributions

Expert witness review of asset management portfolio accounting and investment decisions in relation to a failed firm’s management.

Expert witness review of derivatives accounting in relation to a prominent global firm’s failure

Skilled Person Report to assess governance arrangements and the firm’s oversight of its brokers’ conduct

Advice on an international brokerage firm’s trading and surveillance control environment

Assurance of consumer credit redress programme design, and detriment and redress calculations

Skilled Person Report relating to the financial crime systems and controls of a UK-based eMoney firm

Skilled Person Report to consider the treatment of customers in financial difficulties, considering Consumer Duty

Skilled Person Report to evaluate the CASS control environment of a Peer to Peer lender

Assessment of SM&CR arrangement in the UK subsidiary of an overseas bank

Financial accounting assistance to ensure completion of statutory accounts and audit

Expert witness in a series of cases brought by a series of clients in relation to the banking crisis

Multi stage Skilled Person Report relating to the financial crime systems and controls of a retail and commercial bank

Ongoing assurance of a bank’s financial crime due diligence, including thematic enhancements

Financial Crime remediation programme for the UK subsidiary of an overseas bank

Skilled Person Report relating to risk and controls of an overseas owned investment bank

Skilled Person Report relating to governance and due diligence approaches of a UK pension provider

Ethics and compliance culture survey for a significant global bank

Skilled Person Report relating to governance of an overseas owned insurance company

Skilled Person Report relating to governance of an overseas owned investment bank

Skilled Person Report to oversee a brokerage firm safely exit the UK retail market

Skilled Person Reasonable Assurance review of regulatory returns for an investment bank

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